Help with Compliance
If you are one of the many financial services professionals that finds it almost impossible to keep up-to-date with the changes in regulation, help is at hand.
We realise that sometimes it is very difficult to know what part of regulation a case falls into and what FCA permissions you will need.That is why we have set up a Compliance Help-Desk, to try to answer questions about those enquiries where you have difficulty in identifying how you should proceed.
To indicate how seriously we take our obligations to FCA rules, in July 2017 we had a compliance visit carried out by the NACFB. In addition to obtaining a 100% mark on our scorecard, we received the following email from the Compliance Consultant.
Whilst writing, it is a very rare occurrence that I feel compelled to reassess my view of best practice, but this is one of those occasions. In reality, I do not see what you do as moving the goal post, more a case of better than best practice, particularly considering the resource that you have available. So very well done.
The following is a quick guide to indicate whether your next enquiry is regulated.
Submit a new enquiry
Click on the links below to submit an enquiry online, alternatively you can call us FREE from a mobile or landline on
0800 810 1666
Second Charge LoanCommercial, Semi Comm & BTL
Development Finance
Developer Exit Product
Refurbishment Finance
Bridging Finance
MCD Regulated Bridging Finance
Regulated Term Mortgage
Stationery Cupboard
Everything you need to submit business with the U.K.'s original and best Specialist Finance provider.
From Decision in Principle Forms, our valuation payments form, Initial Disclosure Documents for all products and other Compliance Documents, everything you need is in one place.
However, if you cannot find what you are looking for, call us free on 0800 810 1666 or click here to email us directly.
Contact Us
- Audley House, Northbridge Road, Berkhamsted, Hertfordshire, HP4 1EH
- 0800 810 1666
- 0800 810 1005
All calls are recorded for training and compliance purposes. Specialist Hub, Specialist Homeowner Finance, Specialist Commercial Finance, Specialist Residential Finance, Specialist Bridging Finance, Specialist Development Finance, Specialist Personal Finance and The Loan Processing Centre are trading styles of Specialist Financial Services Ltd. Registered in England and Wales, company number 05309450. Registered office is 119 The Hub, 300 Kensal Road, London, W10 5BE. Specialist Financial Services Ltd is authorised and regulated by the Financial Conduct Authority, FRN 676853. Specialist Hub, Specialist Homeowner Finance, Specialist Commercial Finance, Specialist Residential Finance, Specialist Bridging Finance, Specialist Development Finance, Specialist Personal Finance and The Loan Processing Centre and all associated brand logos are trademarks of Specialist Financial Services Limited. The use of these trademarks is strictly restricted to our approved suppliers only. Any infringement of this will be vigorously pursued. This website is for professional intermediaries and introducers only, and is not intended for use by the general public. Reproduction of this website in whole or in part without permission is prohibited. We are a broker, not a lender.
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